The following opinions designated for publication were released by the United States Court of Appeals for the Fifth Circuit on June 29 and 30, 2009:
- Young v. Memorial Hermann Hospital System (Higginbotham, Smith, Owen, JJ.; per curiam opinion) (appeal from S.D. Tex.) (health care liability). Affirming district court’s summary judgment in favor of health care defendants on the element of causation on the plaintiffs’ claims of health care liability arising from the the delay of a stroke diagnosis for several hours. The Fifth Circuit held that the plaintiffs did not, as per Texas law, present evidence that the stroke victim more likely than not would have not suffered lasting injuries had the stroke been diagnosed a few hours sooner and t-Pa administered.
- U.S. v. Jang (Davis, Owen, Haynes, JJ.; opinion by Haynes, J.) (appeal from N.D. Tex.) (criminal appeal - violation of supervised release). Affirming district court’s finding that the defendant violated terms of his supervised release by providing misleading answers to the South Korean consulate, resulting in his non-admittance to South Korea upon his removal order. The Fifth Circuit held that there was no plain error in the district court’s finding that the defendant provided misleading answers to the South Korean consulate in stating that he was not voluntarily seeking readmittance.
- Lee v. Kansas City Southern Railway Co. (Jones, C.J., Wiener, Benavides, JJ.; opinion by Wiener, J.) (appeal from W.D. La.) (employment discrimination - Title VII, FMLA, retaliatory discharge). Reversing the district court’s summary judgment in favor the defendant employer railroad on plaintiff’s Title VII claim, but affirming summary judgment in favor of defendant on plaintiff’s claims of retaliatory discharge for filing an EEOC complaint and for use of FMLA leave. The Fifth Circuit held that the plaintiff’s evidence regarding retaliatory discharge on the basis of EEOC filings was only speculation that the employer was even aware of the filings, and therefore insufficient to survive summary judgment; that the plaintiff offered no evidence to create a genuine issue of material fact as to a nexus between his use of FMLA leave and his termination; but that the plaintiff did present a prima facie Title VII claim because one of the comparator employees he presented was sufficiently similarly situated.
Additionally, the Court released 34 unpublished opinions on June 29 and 30, 2009.
Some of you may have noticed some changes to this website, like up there on the header, and over there on the About the Author/Attorney Bio page. Perhaps you have also noticed that when you put in the URL for the front page - www.bartlett-legal.com - instead of getting the “About” page for The Bartlett Law Firm, you come straight into the page of latest posts for the Bartlett Blawg.
For fifteen months, I have simultaneously developed the Bartlett Blawg and the appellate-focused practice at The Bartlett Law Firm. For the firm, I have had tremendously loyal clients, mainly other attorneys looking for a fresh eye to present their litigation to the appellate courts, and they have provided great feedback on the thoroughness, promptness, and insightfulness of my appellate representation. One client, in particular, has been a great fit for my appellate work, and I have accepted an invitation to join their firm - Jones, Swanson, Huddell & Garrison, LLC. The opportunity should be good for me, for my new firm, and for my clients. I will continue to develop this appellate-centered practice, but from the a platform within Jones, Swanson.
Perhaps more importantly for the readers of this Blawg, the Bartlett Blawg will continue at this same URL, as an independent, stand-alone blawg continuing to provide the same coverage of the decisions and happenings at the United States Supreme Court, the United States Court of Appeals for the Fifth Circuit, and the Louisiana Supreme Court.
Onward …
The following opinions were released by the United States Supreme Court on June 29, 2009:
- Ricci v. DeStefano (Opinion of the Court by Kennedy, J., joined by Roberts, C.J., Scalia, Thomas, Alito, JJ.; concurrence by Scalia, J.; concurrence by Alito, J., joined by Scalia, Thomas, JJ.; dissent by Ginsburg, J., joined by Stevens, Souter, Breyer, JJ.) (certiorari to U.S. 2d Cir.) (employment discrimination). Reversing the Second Circuit’s judgment affirming the district court’s summary judgment in favor of the defendant City on the plaintiff firefighters’ claims that the discarding of promotion test results due to disparate results between white firefighters and minority firefighters violated Title VII of the Civil Rights Act and the Equal Protection Clause of the Fourteenth Amendment. The Supreme Court’s holding began from the premise that “[t]he City’s actions would violate the disparate-treatment prohibition of Title VII absent some valid defense” because “[a]ll the evidence demonstrates that the City chose not to certify the examination results because of the statistical disparity based on race[.]” Slip op. at 19. Seeking to strike a balance between addressing Title VII disparate impact liability (such as the City did here by not certifying the promotion test results where they disproportionately adversely impacted minority firefighters) while avoiding Title VII-prohibited disparate treatment actions (such as the City’s decision not to certify the test results based on considerations of race where the bulk of the passing scores were by white firefighters), the Court turned to the balancing standards applied in Equal Protection cases: “Applying the strong-basis-in-evidence standard to Title VII gives effect to both the disparate-treatment and disparate-impact provisions, allowing violations of one in the name of compliance with the other only in certain, narrow circumstances.” Slip op. at 23. The Court emphasized that it does not “question an employer’s affirmative efforts to ensure that all groups have a fair opportunity to apply for promotions and to participate in the process by which promotions will be made,” but made clear that, “once that process has been established and employers have made clear their selection criteria, they may not then invalidate the test results, thus upsetting an employee’s legitimate expectation not to be judged on the basis of race. Doing so, absent a strong basis in evidence of an impermissible disparate impact, amounts to the sort of racial preference that Congress has disclaimed, § 2000e–2(j), and is antithetical to the notion of a workplace where individuals are guaranteed equal opportunity regardless of race.” Slip op. at 25. The Court then held that the City could not meet this standard purely on the existence of a significant racial disparity in test results, where there was a lack of any strong basis in evidence that, in addition, “the examinations were not job related and consistent with business necessity, or [that] there existed an equally valid, less-discriminatory alternative that served the City’s needs but that the City refused to adopt.” Slip op. at 28. Concurring, Justice Scalia wrote separately “to observe that [the Court’s] resolution of this dispute merely postpones the evil day on which the Court will have to confront the question: Whether, or to what extent, are the disparate-impact provisions of Title VII of the Civil Rights Act of 1964 consistent with the Constitution’s guarantee of equal protection?” Scalia op. at 1. Justice Scalia opined that Title VII’s disparate impact liability may inherently run afoul of the Equal Protection Clause, mandating policy choices based on racial outcomes. In his concurrence, Justice Alito highlighted evidence in the record that the City’s decision to not certify the test results may have had as much or more to do with behind-the-scenes political pressure and considerations as with the concern with triggering Title VII disparate impact liability. Dissenting, Justice Ginsburg first pointed out the basic fact that the decision to not certify the test results was not, itself, actually a discriminatory action, pointing out that the white firefighters who passed the test “had no vested right to promotion. Nor have other persons received promotions in preference to them.” Ginsburg op. at 1. Justice Ginsburg also noted the majority’s invention of conflict between the disparate treatment and disparate impact prongs of Title VII liability, opining that the conflict was a false construct: “Neither Congress’ enactments nor this Court’s Title VII precedents … offer even a hint of ‘conflict’ between an employer’s obligations under the statute’s disparate-treatment and disparate-impact provisions. Standing on an equal footing, these twin pillars of Title VII advance the same objectives: ending workplace discrimination and promoting genuinely equal opportunity. Yet the Court today sets at odds the statute’s core directives. When an employer changes an employment practice in an effort to comply with Title VII’s disparate-impact provision, the Court reasons, it acts ‘because of race’ — something Title VII’s disparate-treatment provision generally forbids. This characterization of an employer’s compliance-directed action shows little attention to Congress’ design or to the Griggs line of cases Congress recognized as pathmarking.” Ginsburg op. at 18. Justice Ginsburg “would therefore hold that an employer who jettisons a selection device when its disproportionate racial impact becomes apparent does not violate Title VII’s disparate-treatment bar automatically or at all, subject to this key condition: The employer must have good cause to believe the device would not withstand examination for business necessity.” Ginsburg op. at 19. Justice Ginsburg also decried the majority’s unexplained contours of its strong-basis-in-evidence standard, “wonder[ing] what cases would meet the standard and why the Court is so sure this case does not.” Ginsburg op. at 21. Justice Ginsburg then questioned why, upon announcing this new standard, the Court did not remand for the respondents to be given the opportunity to present evidence in an attempt to meet the standard.
- Cuomo v. Clearing House Association, L.L.C. (Opinion of the Court by Scalia, J., joined by Stevens, Souter, Ginsburg, Breyer, JJ.; Thomas, J., concurring in part and dissenting in part, joined by Roberts, C.J., Kennedy, Alito, JJ.) (certiorari to U.S. 2d Cir.) (preemption - National Bank Act). Reversing the judgment of the Second Circuit that the regulations promulgated pursuant to the National Bank Act by the federal Office of the Comptroller of the Currency, preempt the enforcement of state banking laws by state attorneys general against national banks. The Supreme Court held that there was a vital distinction between the exercise of “visitation” over a corporation and activities to engage in law enforcement efforts: “In sum, the unmistakable and utterly consistent teaching of our jurisprudence, both before and after enactment of the National Bank Act, is that a sovereign’s ‘visitorial powers’ and its power to enforce the law are two different things. There is not a credible argument to the contrary. And contrary to what the Comptroller’s regulation says, the National Bank Act pre-empts only the former.” Slip op. at 7. The Court then found that the request for information by the state attorney general in this case was clearly issued as an adjunct of his law enforcement function, and was therefore not preempted by the National Bank Act regulations. Dissenting, Justice Thomas found the term “visitorial powers” in the National Bank Act to be ambiguous, therefore imbuing the Comptroller’s regulations on the matter with deference.
The following opinions were released by the Louisiana Supreme Court on June 26, 2009:
- Guillory v. Lee (Opinion of the Court by Kimball, C.J.) (certiorari to La. 3d Cir.) (damages award - jury verdicts). Reversing judgment of the Third Circuit that increased damages award in various categories beyond that awarded by the jury verdict for damages arising from automobile accident, and that reversed district court finding that insurer had not acted arbitrarily and capriciously in not extending second good-faith settlement offer. The Supreme Court held that the appellate court erred in not deferring adequately to the jury’s vast discretion with regard to the quantum of damages, in light of the evidence in the record; and that the jury’s verdict regarding the insurer’s lack of arbitrary and capricious conduct was proper in light of the record evidence showing that there was no “undisputed amount” that the insurer refused to pay.
- Warren v. Louisiana Medical Mutual Insurance Co. (Opinion of the Court by Victory, J.; concurrence in result by Knoll, J.; Guidry, J., concurring in result without assigned reasons; Johnson, J., dissenting; Weimer, J., dissenting) (certiorari to La. 1st Cir.) (on rehearing) (medical malpractice - prescription). On rehearing, vacating its original holding and reversing the judgment of the court of appeal that a new plaintiff asserting a wrongful death claim could benefit from the original plaintiff’s interruption of prescription, and remanding for issuance of an order dismissing the new plaintiff’s claims as prescribed. The Supreme Court, relying on an earlier decision in Borel, held that the specific prescription provisions of the Medical Malpractice Act applied to trump the more general Codal provisions on interruption of prescription for joint tortfeasors. Concurring, Justice Knoll noted that Borel was a non-precedential plurality opinion, and that the plurality decision in this case reached the correct result but that it could only be supported by a finding of peremption under the plain language of the statute, not by Borel. Dissenting, Justice Johnson observed that the Medical Malpractice Act provisions examined by the Court in Borel were regarding addition of new defendants after the running of the prescriptive period, not the addition of new plaintiffs.
- State v. Hollins (Opinion of the Court by Victory, J.; dissent by Johnson, J.) (certiorari to La. 1st Cir.) (criminal appeal - accomplice testimony). Reversing the judgment of the First Circuit that the district court erred in refusing to give special instruction on accomplice testimony. The Supreme Court held that there was no special cautionary instruction required as to accomplice testimony where there was material corroboration of the accomplice’s testimony; and that the record evidence was sufficient to show that that the trial court’s determination that there was sufficient corroborating evidence was not an abuse of discretion.
- Naghi v. Brener (Opinion of the Court by Victory, J.; Knoll, Weimer, JJ., concurring in result; Kimball, C.J., dissenting; Johnson, J. dissenting) (certiorari to La. 4th Cir.) (peremption - legal malpractice). Reversing the judgment of the Fourth Circuit that the peremptive period for bringing legal malpractice actions may be subject to the relation-back mechanism of La. C.C.P. art. 1153. The Supreme Court held that the one-year period in La. R.S. § 9:5605 is peremptive, rather than prescriptive; and that the relation-back mechanism in art. 1153 only applies to avoid presciption, not peremption: “Because it is well established that nothing may interfere with the running of a peremptive period, … and avoiding the peremptive period certainly interferes with the running of that period, relation back of an amended or supplemental pleading adding a plaintiff is not allowed to avoid the running of a peremptive period such as that found in La. R.S. 9:5605.” Slip op. at 10. Dissenting, Chief Justice Kimball opined that the one-year period in 9:5606 was a prescriptive period.
- Gisclair v. Louisiana Tax Commission (Opinion of the Court by Knoll, J.) (certiorari to La. 1st Cir.) (tax assessment - subject matter jurisdiction). Reversing the judgment of the First Circuit that the state district courts have original subject matter jurisdiction over a tax recipient’s challenge to the assessment of public service property. The Supreme Court held that the challenge brought by a parish tax assessor to the Louisiana Tax Commission’s assessment of Entergy properties was a correctness challenge, rather than a legality challenge, and that district court’s therefore only had appellate jurisdiction over the challenge, not original subject matter jurisdiction. The original challenge must be brought to the Louisiana Tax Commission.
- Louisiana Safety Association of Timbermen Self Insurers Fund v. Louisiana Insurance Guaranty Association (Opinion of the Court by Knoll, J.) (certiorari to La. 2d Cir.) (Louisiana Insurance Guaranty Association law). Reversing the judgment of the Second Circuit that the Louisiana Safety Association of Timbermen (”the Fund”) was entitled to reimbursement from the Louisiana Insurance Guaranty Association (”LIGA”) for unpaid claims from insolvent insurer Reliance Indemnity Company. The Supreme Court held that the Fund was an “insurer” under the statute, and that Reliance was its reinsurer, not an excess insurer, such that the Fund was not entitled to compensation from LIGA.
- Demma v. Automobile Club Inter-Insurance Exchange (Opinion of the Court by Weimer, J.; Victory, Guidry, JJ., concurring in result) (certiorari to La. 1st Cir.) (uninsured/underinsured motorist insurance - prescription). Reversing the judgment of the First Circuit that a UM/UIM carrier’s unconditional payment under La. R.S. § 22:658 was not sufficient to interrupt prescription. The Louisiana Supreme Court held that an acknowledgment of a delictual obligation need not be accompanied by an expressed intent to interrupt prescription; and that the carrier’s tender in this case was an unconditional tender sufficient to serve as an acknowledgment of the obligation that interrupted the prescriptive period.
- In re: Morvant (Opinion of the Court by Guidry, J.) (judiciary discipline). Rejecting the disciplinary recommendations of the Judiciary Commission. The Supreme Court held that Judge Morvant’s directing of fines to be paid to a drug use prevention organization of which he was a board member was not a violation so severe as to warrant disciplinary action.
- State v. Johnson (Per curiam opinion of the Court; Johnson, Knoll, Weimer, concurring without opinion) (certiorari to La. 1st Cir.) (post-conviction relief appeal - piecemeal appeals). Retaining jurisdiction in part, and remanding in part for further ruling by district court. The Supreme Court held that it would retain its jurisdiction over the state’s appeal of the district court’s ruling that the petitioner was factually innocent under the results of new DNA evidence, but would require a ruling byt he district court on the state’s request for rehearing of the district court’s ruling in favor of the petitioner on his Brady claims, so that the appeals of the claims would not go forward piecemeal.
- In re: Cruse (Per curiam opinion) (attorney disciplinary proceedings). Imposing a one year and one day suspension from the practice of law, and payment of restitution, for attorney’s failure to competently represent clients, failure to act with reasonable diligence and promptness, failure to communicate with a client, failure to timely return an unearned fee, failure to withdraw from a representation, and other violations.
- In re: Humphrey (Per curiam opinion) (attorney disciplinary proceedings). Imposing disbarment on attorney who made false representations in a judicial proceeding, attempted to represent a client after being discharged, converted client property, engaged in a conflict of interest, and was held in contempt for filing pleadings containing offensive language and unsubstantiated allegations.
- In re: Holliday (Per curiam opinion) (attorney disciplinary proceedings). Imposing a three-year suspension from the practice of law, arising from the attorney’s traffic arrests and accidents, and vandalism incidents, while under the influence of alcohol.
- In re: Sharp (Per curiam opinion) (attorney disciplinary proceedings). Imposing sanction of disbarment on attorney, and restitution to former law firm, for conversion to his personal use of approximately $50,000 owed to his law firm by one of his clients.
By Tad Bartlett
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Posted in LA Supreme Court, The Bartlett Blawg
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Tagged accomplice testimony, acknowledgment, attorney discipline, judiciary discipline, jurisprudence constante, jury verdict, Louisiana Insurance Guaranty Association, Medical Malpractice Act, peremption, piecemeal appeals, postconviction relief, prescription, quantum, relation back, tax assessment
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The following opinions designated for publication were released by the United States Court of Appeals for the Fifth Circuit on June 25 and 26, 2009:
- Propes v. Quarterman (King, Stewart, Southwick, JJ.; opinion by Southwick, J.) (appeal from E.D. Tex.) (habeas appeal - successive petitions). Affirming the district court’s dismissal of the petitioner’s habeas petition on the grounds that it was a successive petition. The Fifth Circuit held that the law-of-the-case doctrine was not triggered to prevent review of the petitioner’s claims by an earlier motions panel’s decision to not grant a COA to the petitioner; and that the petitioner was required to join his claims challenging his underlying conviction with his claims regarding prison discipline into one petition, thus rendering the separate petitions “successive” under AEDPA. Regarding the petitioner’s complaint that the prison form he was supplied led him to believe that separate petitions were required, the Court observed that it “ha[s] sympathy for Propes’s protests about the guidance the form gave him. Yet we cannot ignore the principle that pro se litigants must conform to the same rules that are no doubt more easily understood by lawyers. Controlling and clear precedent on joining disciplinary and conviction challenges had been issued in 2003. Crone, 324 F.3d at 836. We would have little sympathy for an attorney who stated he needed the Crone principle pointed out on the form. Similarly, a pro se inmate must also be aware of the entire array of procedural requirements, not all of which may be mentioned on the form. We also conclude that sympathy cannot breach the solid procedural barriers set out in the AEDPA.” Slip op. at 11.
- Dutka v. AIG Life Insurance Co. (Higginbotham, Garza, Prado, JJ.; opinion by Higginbotham, J.) (appeal from S.D. Tex.) (ERISA - accidental death insurance benefits). Affirming district court’s summary judgment in favor of insurer on claims arising from denial of accidental death insurance benefits. The Fifth Circuit held that the plan administrator did not abuse its discretion in denying benefits on the basis that the decedent’s crash was caused because he was under the influence of drugs or other intoxicants, where there was more than a mere scintilla of evidence to support the finding.
Additionally, the Court released 36 unpublished opinions on June 25 and 26, 2009.
The following opinions were released by the United States Supreme Court on June 25, 2009:
- Melendez-Diaz v. Massachusetts (Opinion of the Court by Scalia, J., joined by Stevens, Souter, Thomas, Ginsburg, JJ.; concurrence by Thomas, J.; dissent by Kennedy, J., joined by Roberts, C.J., Breyer, Alito, JJ.) (certiorari to Mass. App. Ct.) (Sixth Amendment - forensic reports). Reversing the Massachusetts court;s judgment that the defendant’s Sixth Amendment Confrontation Clause rights weren’t violated by the introduction of “certificates” from the state lab regarding the character and quality of narcotics introduced as evidence in the defendant’s drug possession trial. The Supreme Court held that the “certificates” were affidavits, the authors of whom should be subject to confrontation through cross-examination. The Court held that forensic analyses are not a special class of evidence immune from Confrontation Clause protection: “Respondent and the dissent may be right that there are other ways — and in some cases better ways — to challenge or verify the results of a forensic test. But the Constitution guarantees one way: confrontation. We do not have license to suspend the Confrontation Clause when a preferable trial strategy is available. Nor is it evident that what respondent calls ‘neutral scientific testing’ is as neutral or as reliable as respondent suggests. Forensic evidence is not uniquely immune from the risk of manipulation.” Slip op. at 12. The Court observed that a “forensic analyst responding to a request from a law enforcement official may feel pressure — or have an incentive — to alter the evidence in a manner favorable to the prosecution. Confrontation is one means of assuring accurate forensic analysis.” Slip op. at 12-13. Justice Thomas wrote separately in concurrence “to adhere to [his] position that ‘the Confrontation Clause is implicated by extrajudicial statements only insofar as they are contained in formalized testimonial materials, such as affidavits, depositions, prior testimony, or confessions.’” Thomas op. at 1. In dissent, Justice Kennedy opined that the majority’s ruling ran afoul of 90 years of jurisprudence, and that, in light of the majority opinion, “we have misinterpreted the Confrontation Clause — hardly an arcane or seldom-used provision of the Constitution — for the first 218 years of its existence.” Kennedy op. at 1. Justice Kennedy made the distinction between “ordinary” witnesses and the laboratory analysts at issue, observing that laboratory analysts’ testimony would not be altered by having to face the accused. Justice Kennedy distilled his disagreement with the majority, writing, “The Court’s opinion suggests this will be a body of formalistic and wooden rules, divorced from precedent, common sense, and the underlying purpose of the Clause. Its ruling has vast potential to disrupt criminal procedures that already give ample protections against the misuse of scientific evidence.” Kennedy op. at 2.
- Atlantic Sounding Co. v. Townsend (Opinion of the Court by Thomas, J., joined by Stevens, Souter, Ginsburg, Breyer, JJ.; dissent by Alito, J., joined by Roberts, C.J., Scalia, Kennedy, JJ.) (certiorari to U.S. 11th Cir.) (maritime law - maintenance and cure, punitive damages). Affirming the judgment of the Eleventh Circuit that punitive damages are available to an injured seaman asserting a maintenance and cure claim following his injury aboard the tugboat on which he was employed. The Supreme Court held that punitive damages have historically been available in the federal maritime law context, and that “[n]othing in maritime law undermines the applicability of this general rule in the maintenance and cure context.” Slip op. at 7. The Court then turned to the Jones Act, and found that it did not replace the common law remedies available for claims of maintenance and cure. The Court concluded, “Limiting recovery for maintenance and cure to whatever is permitted by the Jones Act would give greater pre-emptive effect to the Act than is required by its text, Miles, or any of this Court’s other decisions interpreting the statute.” Slip op. at 19. Justice Alito dissented, opining that the Miles framework dictated deferring to the limited remedies available in the Jones Act.
- Horne v. Flores (Opinion of the Court by Alito, J., joined by Roberts, C.J., Scalia, Kennedy, Thomas, JJ.; dissent by Breyer, J., joined by Stevens, Souter, Ginsburg, JJ.) (certiorari to U.S. 9th Cir.) (Equal Education Opportunities Act - overcoming language barriers). Reversing the Ninth Circuit’s judgment that the defendant schools officials were violating the requirement of the Equal Education Opportunities Act (”EEOA”) to take appropriate action to overcome language barriers, in their incremental funding of Englich Language-Learner (”ELL”) programs. The Supreme Court held that the district court’s and the Ninth Circuit’s focus on the incremental funding of the ELL programs was too narrow, ignoring other efforts being taken by the schools to address the EEOA requirement to take action to overcome language barriers. Accordingly, the Court held that the Ninth Circuit erred in not granting the school officials’ Rule 60(b)(5) motion arguing that continued enforcement of the prospective relief was no longer equitable. The Court observed that “institutional reform injunctions often raise sensitive federalism concerns,” and that “[f]ederalism concerns are heightened when, as in these cases, a federal court decree has the effect of dictating state or local budget priorities.” Slip op. at 11. The Court therefore held that a flexible approach to Rule 60(b)(5) allowed courts to adequately balance these concerns, and that the lower courts did not “fairly consider” the changed circumstances. The Court held that the schools’ implementation of a separate structured English immersion (”SEI”) approach addressed the EEOA duties in spite of the incremental ELL funding, such that the schools should be granted relief from the district court’s initial injunctive orders as to the ELL funding. Dissenting, Justice Breyer opined that the majority “misapplies an inappropriate procedural framework, reaching a result that neither the record nor the law adequately supports. In doing so, it risks denying schoolchildren the English-learning instruction necessary ‘to overcome language barriers that impede’ their ‘equal participation.’ 20 U. S. C. § 1703(f).” Breyer op. at 3.
- Safford Unified School District #1 v. Redding (Opinion of the Court by Souter, J., joined in full by Roberts, C.J., Scalia, Kennedy, Breyer, Alito, JJ., and joined as to Parts I-III by Stevens, Ginsburg, JJ.; Stevens, J. concurring in part and dissenting in part, joined by Ginsburg, J.; Ginsburg, J., concurring in part and dissenting in part; Thomas, J., concurring in judgment and dissenting in part) (certiorari to U.S. 9th Cir.) (Fourth Amendment - qualified immunity). Affirming in part and reversing in part the en banc Ninth Circuit’s judgment that the search of a student’s bra and underwear for prescription drugs violated the student’s Fourth Amendment right to freedom from search and seizure and that the school officials were not entitled to qualified immunity. The Supreme Court held that the student’s Fourth Amendment rights were violated where the school officials had no reasonable suspicion that the search of the underclothes would reveal contraband. The Court then held, however, that this Fourth Amendment right was not clearly established at the time of the search, and that the school officials were therefore entitled to qualified immunity. The Court held that “[t]he very fact of [the student’s] pulling her underwear away from her body in the presence of the two officials who were able to see her necessarily exposed her breasts and pelvic area to some degree, and both subjective and reasonable societal expectations of personal privacy support the treatment of such a search as categorically distinct, requiring distinct elements of justification on the part of school authorities for going beyond a search of outer clothing and belongings.” Slip op. at 8. The Court held that the threat - possession of common painkillers equivalent to two Advil or one Alleve, in violation of school policy against possession of any medication without school approval - did not match the degree of intrusion; and that the school officials had no reason to suspect that the student was hiding the medication in her underwear (which the search revealed that she was not). The Court held, however, that the school officials were entitled to qualified immunity because the previous decisions in lower courts had not clearly established the parameters of the Fourth Amendment right: “the cases viewing school strip searches differently from the way we see them are numerous enough, with well-reasoned majority and dissenting opinions, to counsel doubt that we were sufficiently clear in the prior statement of law.” Slip op. at 12. Justice Stevens concurred with the Court’s finding of a Fourth Amendment violation, but dissented from the finding that the officials were entitled to qualified immunity, reiterating his pronouncement from a previous case that “[i]t does not require a constitutional scholar to conclude that a nude search of a 13-year-old child is an invasion of constitutional rights of some magnitude.” Stevens op. at 1. Justice Thomas concurred with the judgment that the officials were entitled to qualified immunity, but dissented from the finding of a Fourth Amendment violation. He opined that the majority opinion “imposes a vague and amorphous standard on school administrators. It also grants judges sweeping authority to second-guess the measures that these officials take to maintain discipline in their schools and ensure the health and safety of the students in their charge.” Thomas op. at 1.
By Tad Bartlett
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Posted in The Bartlett Blawg, U.S. Supreme Court
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Tagged confrontation clause, Equal Education Opportunities Act, Fourth Amendment, Jones Act, maintenance and cure, maritime law, punitive damages, qualified immunity, right to confrontation, Rule 60, seaman injury, search and seizure, Sixth Amendment
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The following opinions designated for publication were released by the United States Court of Appeals for the Fifth Circuit on June 20-23, 2009:
- Alaska Electrical Pension Fund v. Flowserve Corp. (O’Connor, Wiener, Stewart, JJ.; per curiam opinion) (appeal from N.D. Tex.) (class certification, securities claims). Reversing the district court’s grant of summary judgment in favor of defendants on plaintiff’s Exchange Act claims, vacating the district court’s denial of class certification to the plaintiff and all other portions of the district court’s grant of summary judgment to the defendants, and remanding for further proceedings. The Fifth Circuit held that the plaintiff was required to prove loss causation in the predominance prong of the class certification analysis on the reliance element of its Exchange Act claims by a preponderance of the evidence; and that, in conducting this loss causation analysis, “only information known to the market is relevant under the fraud-on-the-market theory of class wide reliance, and that, “to establish loss causation this disclosed information must reflect part of the ‘relevant truth’ — the truth obscured by the fraudulent statements.” Slip op. at 10. The Court then held that the district court had jurisdiction to turn to the underlying merits of the claim while the class certification decision was on appeal; that there was a genuine issue of material fact on the element of loss causation for the Exchange Act claims; and that the district court erroneously placed the burden of proof on the plaintiff on the element of loss causation for the Securities Act claim, where the element is an affirmative defense.
- U.S. v. Doublin (Barksdale, Dennis, Elrod, JJ.; per curiam opinion) (appeal from W.D. La.) (criminal appeal - sentence reduction). Affirming the district court’s ruling that, in a sentence reduction hearing, a sentence cannot be reduced below the Sentencing Guidelines’ minimum advisory sentence. The Fifth Circuit held that “Booker does not alter the mandatory character of Guideline § 1B1.10’s limitations on sentence reductions.” Slip op. at 4-5.
- U.S. v. Dison (Wiener, Dennis, Clement, JJ.; opinion by Wiener, J.) (appeal from W.D. La.) (criminal appeal - failure to surrender for service of sentence). Affirming the district court’s sentence of the defendant for failure to surrender for service of sentence. The Fifth Circuit held that the district correctly interpreted the Sentencing Guidelines to impose the sentencing enhancement for committing an offense while on release.
Additionally, the Court released 45 unpublished opinions on June 20-23, 2009.
The following opinions were released by the United States Supreme Court on June 22, 2009:
- Forest Grove School District v. T.A. (Opinion of the Court by Stevens, J., joined by Roberts, C.J., Kennedy, Ginsburg, Breyer, Alito, JJ.; dissent by Souter, J., joined by Scalia, Thomas, JJ.) (certiorari to U.S. 9th Cir.) (Individuals with Disabilities Education Act - private school reimbursement). Affirming the judgment of the Ninth Circuit that a claim under the Individuals with Disabilities Education Act (”IDEA”) for private school reimbursement where the student had never received any special education benefits in the public school is not categorically barred under the 1997 IDEA amendments. The Supreme Court held that its earlier cases of Burlington and Carter, involving inadequate IEPs for children who had previously received special education services, were not distinguishable from the case before it involving the complete failure of the school system to provide an IEP to a student who had not received special education services, because those cases turned on the legal framework provided in the statute, not on the particular facts involved. The Court then held that the 1997 amendments neither expressly prohibited reimbursement of private school expenses where the student had not received special education services from the public school, nor evidenced an intent by Congress to supersede Burlington and Carter. The Court then held that the school district’s suggested reading of the statute conflicted with the general remedial nature of the statute and its 1997 amendments: “It would be particularly strange for the Act to provide a remedy, as all agree it does, when a school district offers a child inadequate special-education services but to leave parents without relief in the more egregious situation in which the school district unreasonably denies a child access to such services altogether.” Slip op. at 14. Dissenting, Justice Souter opined that the 1997 amendments placed strict limits on when the remedy of private school reimbursement would be available, and that such costs were only available for a unilateral decision to move the child to a private school program when a student previously received special education services that were inadequate. Justice Souter then disagreed with the majority’s holding that Congress must make a “clear statement” when amending a statute that it intended to supersede prior judicial interpretations of the statute.
- Northwest Austin Municipal Utility District Number One v. Holder (Opinion of the Court by Roberts, C.J., joined by Stevens, Scalia, Kennedy, Souter, Ginsburg, Breyer, Alito, JJ.; Thomas, J., concurring in judgment in part and dissenting in part) (appeal from D.D.C.) (Voting Rights Act - preclearance procedures). Reversing the district court’s judgment that a political subdivision is not eligible for “bailout” from the Voting Right Act’s preclearance procedures where it does not register its own voters. The Supreme Court held that, as to § 5 of the Voting Rights Act, although “[t]he Act’s preclearance requirements and its coverage formula raise serious constitutional questions under” either test suggested by the parties, it need not address the constitutional issue. Slip op. at 9. The Court instead resolved the issue on the statutory claim, holding that “specific precedent, the structure of the Voting Rights Act, and underlying constitutional concerns compel a broader reading of the bailout provision” that would embrace as political subdivisions eligible for the bailout provision those that did not register their own voters. Slip op. at 12. Dissenting in part, Justice Thomas opined that the constitutional avoidance doctrine was inappropriate in this case because determining the statutory question only would not accord the appellant full relief; in addition, Justice Thomas would reach the constitutional issue and find that § 5 of the Voting Rights Act exceeded Congress’s constitutional authority under the Fifteenth Amendment.
- Coeur Alaska, Inc. v. Southeast Alaska Conservation Council (Opinion of the Court by Kennedy, J., joined by Roberts, C.J., Thomas, Breyer, Alito, JJ.; concurrence by Breyer, J.; Scalia, J., concurring in part and concurring in judgment; dissent by Ginsburg, J., joined by Stevens, Souter, JJ.) (certiorari to U.S. 9th Cir.) (Clean Water Act - discharge of mining slurry). Reversing the judgment of the Ninth Circuit that the Corps of Engineers’ issuance of a Clean Water Act § 404 permit for the discharge of mining slurry into a lake was unlawful. The Supreme Court held that the discharge of mining slurry fell within the Corps’ § 404 authority to permit the discharge of dredged or fill material, rather than under EPA’s § 402 authority to permit discharge of pollutants. The Court then held that it would defer to an EPA interpretive memorandum that discharges falling under the Corps’ § 404 authority would not also need to comply with the Act’s new source performance standards. Concurring, Justice Breyer addressed the dissent’s concern that the majority opinion could open up a large loophole for polluters to escape pollution standards regulation under § 402 by discharging so much pollutant so as to raise the elevation of a water bottom and thus constitute “fill,” emphasizing the EPA’s veto role in the § 404 permitting process and the availability of arbitrary and capricious review for EPA’s decision to not apply § 306 in any particular case. Concurring in judgment, Justice Scalia took issue with the majority’s avoidance of relying on Chevron deference in deferring to the agencies’ interpretation of the statutes and regulations, opining that he is in favor of overturning Mead in order to clarify the muddling of Chevron deference. Dissenting, Justice Ginsburg posited that the majority decision created a loophole that could eviscerate the Act’s performance standards for whole industries, and found the safeguards identified by Justice Breyer to be inadequate: “EPA’s veto power under § 404(c) of the Clean Water Act an adequate substitute for adherence to § 306. That power — exercised only a dozen times over 36 years encompassing more than one million permit applications — hinges on a finding of ‘unacceptable adverse effect,’ 33 U. S. C. § 1344(c). Destruction of nearly all aquatic life in a pristine lake apparently does not qualify as ‘unacceptable.’ Reliance on ad hoc vetoes, moreover, undermines Congress’ aim to install uniform water-pollution regulation.” Ginsburg op. at 8 n.5.
The following opinion designated for publication was released by the United States Court of Appeals for the Fifth Circuit on June 18, 2009:
- Coutsodontis v. Athena MV (Reavley, Wiener, Southwick, JJ.; opinion by Wiener, J.) (appeal from E.D. La.) (admiralty jurisdiction). Affirming the judgment of the district court vacating its previous arrest of the vessel, on the basis that it lacked in rem admiralty jurisdiction over the plaintiff’s claims where the plaintiff had failed to allege any marine tort or contract relating to the vessel or its use as such, or commerce or navigation in navigable waters. The Fifth Circuit’s judgment did not provide any analysis or factual background regarding the case, so, despite the fact that the opinion was designated for publication, its utility as precedent is limited.
Additionally, the Court released 18 unpublished opinions on June 18 and 19, 2009.
The following opinions were released by the United States Supreme Court on June 18, 2009:
- Travelers Indemnity Co. v. Bailey (Opinion of the Court by Souter, J., joined by Roberts, C.J., Scalia, Kennedy, Thomas, Breyer, Alito, JJ.; dissent by Stevens, J., joined by Ginsburg, J.) (certiorari to U.S. 2d Cir.) (bankruptcy appeal - antisuit injunction). Reversing the judgment of the Second Circuit that the bankruptcy court did not have the authority in a “Clarifying Order” to find that the terms of its original “Settlement Orders” in 1986 extended to enjoin state court direct actions against the debtor’s insurer arising from the actions of the insurer. The Supreme Court held that Clarifying Order correctly found that the injunctions extended to state court actions, which were filed long after the Settlement Orders barring actions against the debtor’s insurers arising from the insurers’ defense of the debtor in tort claims arising from the debtor’s (Johns-Manville’s) asbestos production activities; and that any challenge to the bankruptcy court’s jurisdiction to enter the original Settlement Orders was foreclosed as they became final on direct review more than two decades ago. The Court held that the broad language of the release of claims against the insurers in the Settlement Orders contemplated release of more than just claims purely derivative of the insured debtor’s liability; and that the plain and unambiguous meaning of the broad terms in the orders closed the door to reliance on statements in the record that indicated that some parties believed the settlement would only apply to the derivative claims and not to actions alleging the independent liability of the insurers. The Court then held that the bankruptcy court had jurisdiction to issue the Clarifying Order, as a bankruptcy court always has jurisdiction to interpret and enforce its own prior orders. The Court then held that the Second Circuit violated the principles of res judicata by extending its jurisdictional review to examine the bankruptcy court’s jurisdiction to enter the broad injunction in the 1986 Settlement Orders, where those orders had already been subject to direct review and rendered final. Dissenting, Justice Stevens opined that the Settlement Orders were never intended to encompass the state court actions that were directly addressed in the Clarifying Order.
- Gross v. FBL Financial Services, Inc. (Opinion of the Court by Thomas, J., joined by Roberts, C.J., Scalia, Kennedy, Alito, JJ.; dissent by Stevens, J., joined by Souter, Ginsburg, Breyer, JJ.; dissent by Breyer, J., joined by Souter, Ginsburg, JJ.) (certiorari to U.S. 8th Cir.) (ADEA - mixed motives jury instruction). Vacating the judgment of the Eighth Circuit that a plaintiff raising a claim under the Age Discrimination in Employment Act (”ADEA”) must provide direct evidence of age discrimination in order to obtain a mixed-motives jury instruction. The Supreme Court held that a mixed-motives jury instruction should never be available for ADEA claims, that the burden of proof should never shift to the party defending against a claim that mixed-motives discrimination led to the adverse employment action. The Court held that its Title VII decisions do not control in determining the limits of an ADEA claim, as Title VII is “materially different.” The Court held, that “the burden of persuasion necessary to establish employer liability is the same in alleged mixed-motives cases as in any other ADEA disparate-treatment action. A plaintiff must prove by a preponderance of the evidence (which may be direct or circumstantial), that age was the ‘but-for’ cause of the challenged employer decision.” Slip op. at 9. Dissenting, Justice Stevens found that the majority’s “but-for” strict causation test had been rejected both by the Court and by Congress in dealing with identical language in Title VII; and that the majority was engaging in “unnecessary lawmaking” in answering a question that was not raised by the Eighth Circuit or in the parties’ certiorari petition. Justice Breyer’s dissent focused on the majority’s conclusion that the statute’s use of the phrase “because of” necessarily required a “but-for” causation test.
- District Attorney’s Office for the Third Judicial District v. Osborne (Opinion of the Court by Roberts, C.J., joined by Scalia, Kennedy, Thomas, Alito, JJ.; concurrence by Alito, J., joined by Kennedy, J., and by Thomas, J., as to Part II; dissent by Stevens, J., joined by Ginsburg, Breyer, JJ., and by Souter, J., as to Part I; dissent by Souter, J.) (certiorari to U.S. 9th Cir.) (Due Process - DNA). Reversing the judgment of the Ninth Circuit that the Due Process Clause guarantees a right to post-conviction access to DNA evidence by the convicted defendant. The Supreme Court observed first that “[t]he availability of technologies not available at trial cannot mean that every criminal conviction, or even every criminal conviction involving biological evidence, is suddenly in doubt. The dilemma is how to harness DNA’s power to prove innocence without unnecessarily overthrowing the established system of criminal justice. That task belongs primarily to the legislature.” Slip op. at 9. The Court held that, while convicts may have state-created rights to attempt to demonstrate their innocence through post-conviction access to DNA evidence subject to certain legislatively prescribed showings and conditions, the Due Process Clause does not mandate such access as a constitutional entitlement. “A criminal defendant proved guilty after a fair trial does not have the same liberty interests as a free man.” Slip op. at 15. The Court held further, “The elected governments of the States are actively confronting the challenges DNA technology poses to our criminal justice systems and our traditional notions of finality, as well as the opportunities it affords. To suddenly constitutionalize this area would short-circuit what looks to be a prompt and considered legislative response.” Slip op. at 19. Concurring, Justice Alito noted he also would have held that the petitioner should have raised his claims in a habeas petition, not in his § 1983 action, and that the claims then should have fallen in habeas for lack of exhaustion of state remedies and for waiver at the trial due to the “strategic decision” to not request further DNA testing then. Dissenting, Justice Stevens found that the petitioner has a constitutional right to access to evidence that may conclusively exonerate him from the charged crimes; that the serious questions exist as to whether the Alaska courts are fairly applying the state procedures for post-conviction access to DNA evidence; and that the denial of access to the DNA evidence in this case was a clear denial of the petitioner’s due process rights. In his dissent, Justice Souter limited his analysis to the violation of procedural due process through the unfair application of the Alaska state procedures.
- Yeager v. United States (Opinion of the Court by Stevens, J., joined by Roberts, C.J., Souter, Ginsburg, Breyer, JJ.; Kennedy, J., concurring in part and concurring in judgment; dissent by Scalia, J., joined by Thomas, Alito, JJ.; dissent by Alito, J., joined by Scalia, Thomas, JJ.) (certiorari to U.S. 5th Cir.) (Double Jeopardy Clause). Reversing the Fifth Circuit’s judgment that a jury’s failure to return verdicts on some counts, while returning judgment of acquittal on other counts, barred the application of issue preclusion to trigger double jeopardy protection as to retrial on the hung counts. The Supreme Court framed the issue before it as “whether the interest in preserving the finality of the jury’s judgment on the fraud counts, including the jury’s finding that petitioner did not possess insider information, bars a retrial on the insider trading counts.” Slip op. at 8. The Court held “that the consideration of hung counts has no place in the issue-preclusion analysis[,]” slip op. at 11, because the only way to ascribe meaning to the hung counts in the face of the acquittal counts is to impermissibly speculate on what occurred in the jury deliberations. Dissenting, Justice Scalia opined that the extension of double jeopardy analysis to bar reprosecution on hung counts when accompanied by acquitted counts was beyond the historical grounding for the double jeopardy protection. Justice Scalia noted that the majority opinion “interprets the Double Jeopardy Clause, for the first time, to have effect internally within a single prosecution, even though the criminal proceedings against [the] accused have not run their full course. As a conceptual matter, it makes no sense to say that events occurring within a single prosecution can cause an accused to be twice put in jeopardy.” Scalia op. at 3 (internal citations and quotation marks omitted).
By Tad Bartlett
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Posted in The Bartlett Blawg, U.S. Supreme Court
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Tagged ADEA, bankruptcy, causation, DNA, Double Jeopardy, Due Process, Due Process Clause, mixed motives, res judicata, subject matter jurisdiction
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